Privacy Notice US clients

FACTS What does VENTIRA Private Wealth Management Ltd.
do with your personal information?
Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
What?

The types of personal information we collect and share depend on the product or service you have with us. This information can include:
• Social Security number and wire transfer instructions
• Account balances and asset
• Transaction history and payment history

When you are no longer our customer, we continue to share your information as described in this notice.

How? All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons VENTIRA chooses to share; and whether you can limit this sharing.
Reasons we can share your personal information Does VENTIRA share? Can you limit this sharing?
For our everyday business purposes—
such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus
Yes No
For our marketing purposes—
to offer our products and services to you
No We don’t share
For joint marketing with other financial companies No We don’t share
For our affiliates’ everyday business purposes—
information about your transactions and experiences
No We don’t share
For our affiliates’ everyday business purposes—
information about your creditworthiness
No We don’t share
For our affiliates to market to you No We don’t share
For nonaffiliates to market to you No We don’t share
To limit our sharing

• Call + 41 (0)41 748 22 90   or
•  Email us at contact@ventira.ch

If you are a new customer, we can begin sharing your information 30 days from the date we sent this notice.  When you are no longer our customer, we continue to share your information as described in this notice. However, you can contact us at any time to limit our sharing.

Questions? Call + 41 (0)41 748 22 90 or Email us at contact@ventira.ch
Who we are
Who is providing this notice? VENTIRA Private Wealth Management Ltd.
What we do
How does VENTIRA protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.
How does VENTIRA collect my personal information?

We collect your personal information, for example, when you

• Provide account information
• Enter into an investment advisory contract or seek advice about your investments
• Direct us to buy securities or direct us to sell your securities

We also collect your personal information from others, such as credit bureaus, affiliates, or other companies.

Why can’t I limit all sharing?

Federal law gives you the right to limit only

• Sharing for affiliates’ everyday business purposes information about your creditworthiness
• Affiliates from using your information to market to you
• Sharing for nonaffiliates to market to you

State laws and individual companies may give you additional rights to limit sharing.

Definitions
Affiliates

Companies related by common ownership or control. They can be financial and nonfinancial companies.

• —

Nonaffiliates

Companies not related by common ownership or control. They can be financial and nonfinancial companies.

• VENTIRA does not share with non-affiliates so they can market to you

Joint marketing

A formal agreement between nonaffiliated financial companies that together market financial products or services to you.

• VENTIRA doesn’t jointly market

Other important information
Generally speaking, we do not share any information with Third Parties (Swiss Banking Secrecy Rule). Exceptions are versus the SEC in an audit/review (regulated in a separate form) or to respond to legal matters approved by a Swiss Court.